Nature of the Case
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Facts
The United States Court of Appeals for the Eleventh Circuit has certified to this Court the question whether in an action brought pursuant to Ala. Code 1975, § 8-6-19(a)(1), a portion of the Alabama Securities Act, for a violation of Rule 830-X-3-.12 of the Alabama Securities Commission, the plaintiff must prove causation.
Holding and Decision
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Legal Analysis
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