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Pritchard 6th
Securities Regulations
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United States v. Litvak
889 F.3d 56 (2nd Cir. 2018)
Basic Inc. v. Levinson
485 U.S. 224 (1988)
Fan v. Stonemor Partners Lp
927 F.3d 710 (3rd Cir. 2019)
Litwin v. The Blackstone Group, L.P.
634 F.3d 706 (2nd Cir. 2011)
In Re Merck & Co., Inc. Securities Litigation
432 F.3d 261 (3rd Cir. 2005)
Matrixx Initiatives, Inc. v. Siracusano
563 U.S. 27 (2011)
In Re Alphabet, Inc. Securities Litigation
1 F.4th 687 (9th Cir. 2021)
In The Matter Of Franchard Corporation
42 S.E.C. 163 (1964)
SEC v. W. J. Howey Co.
328 U.S. 293 (1946)
International Brotherhood Of Teamsters, Chauffeurs, Warehousemen & Helpers Of America v. Daniel
439 U.S. 551 (1979)
Securities & Exchange Commission v. Sg Ltd.
265 F.3d 42 (1st Cir. 2001)
United Housing Foundation, Inc. v. Forman
421 U.S. 837 (1975)
SEC v. Telegram Group, Inc.
448 F.Supp.3d 352 (2020)
Avenue Capital Management Ii, L.P. v. Schaden
843 F.3d 876 (10th Cir. 2016)
Landreth Timber Co. v. Landreth
471 U.S. 681 (1985)
Reves v. Ernst & Young
494 U.S. 56 (1990)
Kirschner v. Jp Morgan Chase Bank, N.A.
79 F.4th 290 (2nd Cir. 2023)
In The Matter Of Stephen J. Easterbrook And Mcdonald's Corporation SEC File No.
3-21269 (January 9, 2023)
In The Mater Of Blackbaud, Inc. SEC File No.
3-21339 (March 9, 2023)
In The Matter Of Bhp Billiton Ltd. SEC File No.
3-16546 (May 20, 2015)
SEC v. Siebel
384 F.Supp.2d 694 (2005)
Menora Mivtachim Insurance. Ltd. v. Frutarom Industries Ltd.
54 F.4th 82 (2nd Cir. 2022)
SEC v. Zandford
535 U.S. 813 (2002)
In Re Cendant Corporation Litigation
264 F.3d 201 (3rd Cir. 2001)
In Re Stericycle, Inc. Securities Litigation
2013 WL 5609328 (2013)
Santa Fe Industries Inc. v. Green
430 U.S. 462 (1977)
Gallagher v. Abbott Laboratories,
269 F.3d 806 (7th Cir. 2001)
Wochos v. Tesla, Inc.
985 F.3d 1180 (9th Cir. 2021)
Ernst And Ernst v. Hochfelder
425 U.S. 185 (1976)
Tellabs, Inc. v. Makor Issues & Rights, Ltd.
551 U.S. 308 (2007)
Smallen v. The Western Union Company
950 F.3d 1297 (10th Cir. 2020)
Affiliated Ute Citizens v. United States
406 U.S. 128 (1972)
Halliburton Co. v. Erica P. John Fund, Inc.
134 S.Ct. 2398 (2014)
Goldman Sachs Group, Inc. v. Arkansas Teacher Retirement System
141 S.Ct. 1951 (2021)
Dura Pharmaceuticals Inc. v. Broudo
544 U.S. 336 (2005)
In Re Bofi Holding, Inc. Securities Litigation
2022 WL 2068424 (2022)
Stoneridge Investment Partners, LLC v. Scientific-Atlanta, Inc.
552 U.S. 148 (2008)
Janus Capital Group v. First Derivative Traders
131 S.Ct.2296 (2011)
Lorenzo v. SEC
139 S. Ct. 1094 (2019)
Lustgraff v. Behrens
619 F.3d 867 (8th Cir. 2010)
Garnatz V Stifel, Nicolaus & Co.
559 F.2d 1357 (8th Cir. 1977)
Morrison v. National Australia Bank Ltd.
561 U.S. 247 (2010)
Strong v. Repide
213 U.S. 419 (1909)
Chiarella v. U.S.
445 U.S. 222 (1980)
Dirks v. SEC
463 U.S. 646 (1983)
Salman v. United States
137 S.Ct. 420 (2016)
United States v. Martoma
869 F.3d 58 (2nd Cir. 2017)
United States v. O'hagan
521 U.S. 642 (1997)
SEC v. Rocklage
470 F.3d 1 (1st Cir. 2006)
United States v. Kosinski
976 F.3d 135 (2nd Cir. 2020)
United States v. Khalupsky
5 F.4th 279 (2nd Cir. 2021)
Lowinger v. Morgan Stanley & Co. Llc.
841 F.3d 122 (2nd Cir. 2016)
Slack Technologies, Llc, v. Pirani
143 S. Ct. 1433 (2023)
Omnicare, Inc. v. Laborers District Council Construction Industry Pension Fund
135 S.Ct. 1318 (2015)
Escott v. Barchris Constr. Corp.
283 F. Supp. 643 (1968)
In Re Worldcom, Inc. Securities Litigation
346 F. Supp. 2d 628 (2004)
Neca-Ibew Health & Welfare Fund v. Goldman Sachs & Co.
693 F.3d 145 (2nd Cir. 2012)
Eichenholtz v. Brennan
52 F.3d 478 (3rd Cir. 1995)
Pinter v. Dahl
486 U.S. 622 (1988)
Gustafson v. Alloyd Co.
513 U.S. 561 (1995)
Federal Housing Finance Agency v. Nomura Holding America, Inc.
873 F.3d 85 (2nd Cir. 2017)
Miller v. Thane International, Inc
615 F.3d 1095 (9th Cir. 2010)
SEC v. Ralston Purina Co.
346 U.S. 119 (1953)
Doran v. Salem Inn, Inc.,
422 U.S. 922 (1975)
In The Matter Of Kenman Corp. Fed. Sec. L. Rep. (Cch)
83,767 (Apr. 19, 1985)
In The Matter Of Bank Of America, N.A. And Merrill Lynch, Pierce, Fenner & Smith, Inc. S.E.C. Rel. No.
9421 (2014)
Busch v. Carpenter
827 F.2d 653 (10th Cir. 1987)
Gilligan, Will & Co. v. Securities And Exchange Commission
267 F.2d 461 (2nd Cir. 1959)
SEC v. Chinese Consolidated Benevolent Association
120 F.2d 738 (1941)
United States v. Wolfson
405 F.2d 779, cert. denied 394 U.S. 946 (1968)
J.I. Case Co. v. Borak
377 U.S. 426 (1964)
Mills v. Electric Auto-Lite Co.
396 U.S. 375 (1970)
Lovenheim v. Iroquois Brands, Ltd.
618 F.Supp. 554 (D.D.C. 1985)
Apache Corporation v. The New York City Employees' Retirement System
621 F. Supp. 2d 444 (2008)
Rnr Enterprises, Inc. v. Securities And Exchange Commission
122 F.3d 93 (2nd Cir. 1997)
SEC v. Dresser Industries, Inc.
628 F.2d 1368 (D.C. Cir. 1980)
Lucia v. Securities And Exchange Commission
138 S.Ct. 2044 (2018)
Whx Corporation v. Securities And Exchange Commission
362 F.3d 854 (D.C. Cir. 2004)
Aaron v. SEC
446 U.S. 680 (1980)
SEC v. Sargent
329 F.3d 34 (1st Cir. 2003)
Securities And Exchange Commission v. Hallam
42 F.4th 316 (5th Cir 2022)
Securities And Exchange Commission v. Fowler
6 F.4th 255 (2nd Cir. 2021)
Official Committee Of Unsecured Creditors Of Worldcom, Inc. v. SEC
467 F.3d 73 (2nd Cir. 2006)
SEC v. Musk
2023 WL 3451402 (2023)
SEC v. Bankosky
716 F.3d 45 (2nd Cir. 2013)
SEC v. Jensen
835 F.3d 1100 (9th Cir. 2016)
United States v. Armbruster
48 F.4th 527 (7th Cir. 2022)
In The Matter Of W. R. Grace & Co. Exchange Act Release No.
39,157 (Sept. 30, 1997)
Altman v. SEC
768 F.Supp.2d 554 (2011)
In Re Lehman Bros. Mortgage-Backed Securities Litigation
650 F.3d 167 (2nd Cir. 2011)
Digital Reality Trust, Inc. v. Somers
138 S.Ct. 767 (2018)