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Securities Regulations

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In The Matter Of Franchard Corporation

42 S.E.C. 163 (1964)

SEC v. W. J. Howey Co.

328 U.S. 293 (1946)

SEC v. Life Partners

87 F.3d 536 (D.C. Cir. 1996)

Securities And Exchange Commission v. Koscot Interplanetary, Inc.

497 F.2d 473 (5th Cir. 1974)

Securities And Exchange Commission v. Edwards

540 U.S. 389 (2004)

United Housing Foundation, Inc. v. Forman

421 U.S. 837 (1975)

International Brotherhood Of Teamsters, Chauffeurs, Warehousemen & Helpers Of America v. Daniel

439 U.S. 551 (1979)

Steinhardt Group Inc. v. Citicorp

126 F.3d 144 (3rd Cir. 1997)

Landreth Timber Co. v. Landreth

471 U.S. 681 (1985)

Reves v. Ernst & Young

494 U.S. 56 (1990)

SEC v. Ralston Purina Co.

346 U.S. 119 (1953)

Doran v. Petroleum Management Corp.

545 F.2d 893 (5th Cir. 1977)

Securities And Exchange Commission v. Mcdonald Investment Co.

343 F.Supp. 343 (1972)

SEC v. Chinese Consolidated Benevolent Association

120 F.2d 738 (1941)

Securities And Exchange Commission v. Guild Films Company, Inc.

279 F.2d 485 (2nd Cir. 1960)

SEC v. Datronics Engineers, Inc.

490 F.2d 250 (4th Cir. 1973)

In The Matter Of Ira Haupt & Company

23 S.E.C. 589 (1946)

United States v. Wolfson

405 F.2d 779, cert. denied 394 U.S. 946 (1968)

Board Of Trade Of The City Of Chicago v. Securities And Exchange Commission

923 F.2d 1270 (7th Cir. 1991)

Gordon v. New York Stock Exchange, Inc.

422 U.S. 659 (1975)

Credit Suisse Securities LLC v. Billing

551 U.S. 264 (2007)

Lehl v. Securities And Exchange Commission

90 F.3d 1483 (10th Cir. 1996)

Nesbit v. Mcneil

896 F.2d 380 (9th Cir. 1990)

Epstein v. Mca Corp.

50 F.3d 644 (1995)

Gaf Corporation v. Milstein

453 F.2d 709 (2nd Cir. 1971)

Securities And Exchange Commission v. First City Financial Corporation, Ltd.

890 F.2d 1215 (D.C. Cir. 1989)

Securities And Exchange Commission v. Carter Hawley Hale Stores, Inc.

760 F.2d 945 (9th Cir. 1985)

Hanson Trust Plc v. Scm Corp.

774 F.2d 47 (2nd Cir. 1985)

Mai Basic Four, Inc. v. Prime Computer, Inc.

871 F.2d 212 (1st Cir. 1989)

Cts Corp. v. Dynamics Corp. Of America

481 U.S. 69 (1987)

Amanda Acquisition Corp. v. Universal Foods Corp.,

877 F.2d 496 (1989)

Escott v. Barchris Constr. Corp.

283 F. Supp. 643 (1968)

In Re Worldcom, Inc. Securities Litigation

346 F. Supp. 2d 628 (2004)

Akerman v. Oryx Communications, Inc.

810 F.2d 336 (1987)

Hertzberg v. Dignity Partners, Inc.

191 F.3d 1076 (1999)

Omnicare, Inc. v. Laborers District Council Construction Industry Pension Fund

135 S.Ct. 1318 (2015)

486 U.S. 622 (1988)

Gustafson v. Alloyd Co.

513 U.S. 561 (1995)

Santa Fe Industries Inc. v. Green

430 U.S. 462 (1977)

In Re Time Warner Securities Litigation,

9 F.3d 259 (2nd Cir. 1993)

In Re Burlington Coat Factory Securities Litigation

114 F.3d 1410 (3rd Cir. 1997)

Basic Inc. v. Levinson

485 U.S. 224 (1988)

Matrixx Initiatives, Inc. v. Siracusano

131 S.Ct. 1309 (2011)

In Re Worlds Of Wonder Securities Litigation

35 F.3d 1407 (9th Cir. 1994)

Harris v. Ivax Corporation

182 F.3d 799 (11th Cir. 1999)

Virginia Bankshares, Inc v. Sandberg

501 U.S. 1083 (1991)

Semerenko v. Cendant Corp.

223 F.3d 165 (3rd Cir. 2000)

SEC v. Zandford

535 U.S. 813 (2002)

Ernst And Ernst v. Hochfelder

425 U.S. 185 (1976)

Halliburton Co. v. Erica P. John Fund, Inc.

134 S.Ct. 2398 (2014)

Dura Pharmaceuticals Inc. v. Broudo

544 U.S. 336 (2005)

Erica P. John Fund, Inc. v. Halliburton Co.

563 U.S. 804 (2011)

Blue Chip Stamps v. Manor Drug Stores

421 U.S. 723 (1975)

Chiarella v. U.S.

445 U.S. 222 (1980)

463 U.S. 646 (1983)

United States v. O'hagan

521 U.S. 642 (1997)

United States v. Martoma

869 F.3d 58 (2nd Cir. 2017)

United States v. Blaszczak

947 F.3d 19 (2nd Cir. 2019)

Kern County Land Co. v. Occidental Petroleum Corp.

411 U.S. 582 (1973)

Feder v. Martin Marietta Corp.,

406 F.2d 260 (2nd 1969), cert. denied, 396 U.S. 1036 (1970)

Elkind v. Liggett & Meyers, Inc.

635 F.2d 156 (2nd Cir. 1980)

Securities And Exchange Commission v. Unifund Sal

910 F.2d 1028 (2nd Cir. 1990)

140 S.Ct. 1936 (2020)

Securities And Exchange Commission v. Bank Of America Corporation

653 F. Supp. 2d 507 (2009)

Valicenti Advisory Services, Inc. v. Securities And Exchange Commission

198 F.3d 62 (2nd Cir. 1999)

Whx Corporation v. Securities And Exchange Commission

362 F.3d 854 (D.C. Cir. 2004)

Securities And Exchange Commission v. Patel

61 F.3d 137 (2nd Cir. 1995)

Securities And Exchange Commission v. Fehn

97 F.3d 1276 (9th Cir. 1996)

SEC v. World-Wide Coin Investments Ltd.

567 F.Supp. 724 (1983)

In The Matter Of John H. Gutfreund Et Al.

51 SEC 93 (1992)

Lowe v. Securities And Exchange Commission

472 U.S. 181 (1985)

SEC v. Capital Gains Research Bureau, Inc.

375 U.S. 180 (1963)

SEC v. Dresser Industries, Inc.

628 F.2d 1368 (D.C. Cir. 1980)

United States v. Dixon

536 F.2d 1388 (1976)

United States v. Mulheren

938 F.2d 364 (1991)

Morrison v. National Australia Bank Ltd.

561 U.S. 247 (2010)